Entry LevelFinancial Advisor Resume Example

Use this free entry levelfinancial advisor resume sample as your starting point, then tailor it for your experience level and target job.

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Financial Advisor Resume Template (entry level)

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Professional Summary

Aspiring Financial Advisor with a strong academic background in finance and recent internship experience. Skilled in preparing client review materials, utilizing planning software, and providing top-tier administrative support to senior wealth managers.

Professional Experience

Client Service AssociateJun 2025 - Present

Sterling Wealth Partners, San Diego, CA

Prepare meeting agendas and portfolio performance reports for 3 Senior Advisors.
Assist in the creation of financial plans using MoneyGuidePro, inputting client data and running scenarios.
Manage client onboarding workflows, ensuring all account opening documents are NIGO (Not In Good Order) free.

Wealth Management InternJan 2025 - May 2025

Merrill Lynch, San Diego, CA

Conducted market research and compiled weekly newsletters for client distribution.
Updated client contact information in Salesforce to maintain data integrity.
Shadowed client discovery meetings to learn relationship-building techniques.

Skills

Client Onboarding, Financial Planning Software (MoneyGuidePro), CRM (Salesforce/Redtail), Meeting Preparation, Investment Research, Data Entry, Communication, Compliance Awareness

Education

B.S. FinanceMay 2025

San Diego State University

Graduated Cum Laude
Finance Club Treasurer

Certifications

SIE - Securities Industry Essentials (Passed)
Candidate for Series 7

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Key Skills for Financial Advisor

Client OnboardingFinancial Planning Software (MoneyGuidePro)CRM (Salesforce/Redtail)Meeting PreparationInvestment ResearchData EntryCommunicationCompliance Awareness

ATS Keywords for Financial Advisor

Use these naturally in your summary, skills, and experience when they reflect your background.

Financial AdvisorClient OnboardingFinancial Planning SoftwareCRMMeeting PreparationInvestment ResearchData EntryCommunicationCompliance AwarenessCandidate for Series 7financial reportingExcel

How to Write an Entry Level Financial Advisor Resume

An entry-level financial advisor resume, often built around an internship or associate role, should prove you can support client-facing work while pursuing licensure. Highlight coursework in finance, experience with planning software or CRM tools, and administrative reliability, since firms hire junior candidates for trainability and client-service instincts, not existing book of business.

Resume Writing Tips

Show Progress Toward Licensure

State clearly where you stand on the Series 7 or other required exams, including any study progress or a target completion date, since firms want to see you're actively moving toward licensure, not just interested in the field.

Prove Software Fluency

Name the specific planning or CRM tools you've used, like MoneyGuidePro, Salesforce, or Redtail, and give one concrete task you performed in them, such as preparing a client review packet or updating account notes accurately.

Highlight Client Onboarding Support

Describe a time you helped prepare materials for a client meeting or assisted with onboarding paperwork, and note your attention to accuracy, since compliance and precision at this stage build the trust senior advisors need to hand you more responsibility.

Skills to Highlight

Client Onboarding

Describe your role gathering documentation, entering account details, or preparing paperwork for new client accounts, and how you helped keep the process accurate and compliant under a senior advisor's review.

Financial Planning Software (MoneyGuidePro)

State your experience building or updating client plans in MoneyGuidePro or similar software, and note any instance where your work helped an advisor prepare more efficiently for a client meeting.

CRM (Salesforce/Redtail)

Mention how you used a CRM like Salesforce or Redtail to log client interactions or track follow-ups, and give an example where accurate notes prevented a missed client touchpoint.

Investment Research

Describe a research task you completed, like summarizing a fund's performance or pulling market data for a client review, and how your work supported an advisor's recommendation or presentation.

Common Questions

Do I need to have passed the Series 7 to apply for entry-level financial advisor roles?

Not always, many firms hire candidates actively studying for or scheduled to sit for the Series 7, especially for associate or client service roles; list your status as 'Candidate for Series 7' clearly and mention a target exam date if you have one.

What if my internship was mostly administrative work, not investment analysis?

That's normal and still valuable. Describe the administrative tasks in terms of the client and compliance skills they built, like accuracy in documentation or preparation for client meetings, since firms trust junior hires more when they've proven reliability with detail-oriented work first.

Should I mention my finance degree or coursework if I don't have industry experience?

Download this free entry-level Accountant resume example for 2026. ATS-optimized template with GAAP, financial reporting, and general ledger skills.

GAAP PrinciplesJournal EntriesMicrosoft Excel (VLOOKUP, Pivot Tables)

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